Wednesday, June 18, 2014

SEC’s OCIE Priorities included a focus on technology, including security preparedness.


The SMLR Group has been riding herd on these pachyderms for the last three years. However, now it is like trying to herd cats. Everyone is in on the act and more government regulators are jumping on board.
http://smlrgroup.com/wisp-programs-elephants-room/

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